FOXP1 and ARID3A Collaborate to Activate Transcription of Core Embryonic Stem Cell Factors in Activated B-Cell Diffuse Large B cell Lymphoma
Embryonic development requires establishment of networks of stem cells via coordination of “Core” transcription factors (OCT4, SOX2, KLF4, NANOG and c-MYC; abbreviated as OSKNM) with a complex array of auxiliary and epigenetic modulators. We showed previously that down regulation of the ARID3A transcription factor is critical for embryonic stem cell (ESC) growth and differentiation to trophectoderm via direct transcriptional repression of OSKNM. FOXP1 and ARID3Aare two differentially expressed genes that define the most aggressive, Activated B Cell subset of Diffuse Large B Cell Lymphoma (ABC-DLBCL). FOXP1, a well-documented “gold standard of the ABC-subtype, more recently was identified as a regulator of pluripotency, whereas ARID3A function in ES biology is well documented. We demonstrate here that ARID3A is a directly activated target ofFOXP1. Reduction of ARID3Aexpression in ABC-DLBCL tumors, but not in the more benign, Germinal Center (GCB-DLBCL) subset, leads to loss of proliferation and down regulation of several OSKNM factors. Our results suggest that modulation of ARID3A levels may provide both prognostic and therapeutic options for a malignancy representing the most prevalent and aggressive non-Hodgkin's lymphoma worldwide.
Introduction
Reprogramming of somatic cells to ESC-like induced Pluripotent Stem Cells (iPSCs) now can be generated routinely from tissue biopsies or tumor samples [1]. Examples include Familial Dysautonomia [2] Fragile X syndrome [3] Down’s syndrome [4, 5] and several neurological diseases [5, 6]. Other than cardiovascular diseases, cancer is the leading cause of death in the USA [7]. Unfortunately, most therapies developed in mouse models have failed in clinical trials, emphasizing the need for new therapeutic models and biomarkers [8].
Diffuse Large B Cell Lymphoma (DLBCL), is the most common aggressive non-Hodgkin's lymphoma, comprising ~37% of all Non-Hodgkin’s Lymphomas [9]. DLBCL is categorized into distinct subtypes based on similarities with normal B cell expression and signatures of critical transcription factors (TFs) [10, 11, 12, 13, 14]. The two major categories, Germinal Center B Cell (GCB) and Activated B-Cell (ABC) DLBCL, have distinct pathogeneses. ABC-DLBCL is the more aggressive subtype, as current multi-agent chemotherapy achieves ∼80% 3-y survival for GCB-DLBCL but only 45% for ABC- DLBCL [15], with most cases relapsing with refractory disease [11, 15, 16].
There has been a gradual expansion of the number of “gold standard” classifiersfor ABC-DLBCL [5, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26]. One such factor, which we initially characterized in the context of cardiovascular transcriptional regulation [27, 28], is FOXP1. While receiving considerable attention as a transactivator of critical ABC-subtype identifier genes [9, 11, 16, 29, 30, 31, 32, 33], FOXP1 recently has been implicated in ESC regulation. In both human and mouse, Gabut, et al. [34] observed that an alternatively spliced isoform of FOXP1, expressed specifically in ESCs promotes expression of several essential pluripotency TFs as well as stimulates somatic cell reprogramming to iPSCs. Recent reports documenting its regulation of hematopoietic stem cell expansion [35] and embryonic neural stem cell differentiation [36] indicate that FOXP1 has the capacity to alter the transcription networks of uncommitted cells to sustain their expansion and transition between proliferation and differentiation.
We originally identified AT-Rich Interactive Domain 3A (ARID3A) as a TF that regulates immunoglobulin heavy chain transcription and hematopoietic stem cell development [37, 38, 39, 40]. We later observed that loss of ARID3A led to reprogramming of fibroblasts via derepression of OSKNM factors [41]. ARID3A loss also enhanced standard OSKNM reprogramming of MEFs toiPSCs [42] both results suggesting that ARID3A is a repressor of reprogramming [43] ARID3A is required for the maintenance of self-renewal and differentiation of ES cells totrophoblast stem cells in both mouse and human via direct transcriptional down regulation of OSKNM [44, 45]. ARID3A-mediated trans-differentiation/direct reprogramming of ESC sacts via a two-step mechanism: Repression of ESC-specific genes through decommissioning of active enhancers in ESCs, followed by activation of ESC-specific genes through Pioneer Factor activity [46].
An increasing number of studies have implicated OSKNM factors in various malignancies [47, 48, 49, 50, 51, 52], but only a single study has been reported in DLBCL. In that analysis, Williams and colleagues [53] observed OCT4 expression in 2/11 (18%) testicular DLBCLs and in 6/134 (4.5%) nontesticular DLBCLs with a tendency toward ABC-DLBCL classification.
We show here that the “gold standard” ABC-DLBCL TF FOXP1 represses transcription of ARID3A, which in turn, results in proliferative loss of ABC-DLBCL tumors as well as in up regulation of several Core pluripotency factors. We discuss these unanticipated findings in the context of the cancer stem cell model with attention to potential therapeutic extensions.
Results and Discussion
| FOXP1 directly transactivatesArid3aand c-Myc, | |
|---|---|
| and indirectly up regulates Oct4 |
We compared transcripts directly activated or repressed by FOXP1following its shRNA-mediated knockdown (KD) in an extended panel of 12 ABC- and 16 GCB-DLBCL tumor lines previously reported in Dekker, et al. [33] and detailed in Methods and Materials Figure 1A. Clustering based on correlation of expression patterns allowed us to segregate ABC- and GCB-DLBCL types with high concordance. FOXP1, ARID3A and OCT4 were among the 45 down-regulated transcripts at least 2-fold in ABC- DLBCL lines but not among the 115 genes activated by FOXP1 KD in GCB-DLBCL lines Figure 1B and C; red and green, respectively).
ChIP-Seq was performed as previously described [33] (detailed in Materials and Methods) employing anti- FOXP1 rabbit polyclonal antibody [27] for pull downs. We observed strong peaks within Arid3a and c-myc promoter regions in ABC- but not in GCB-DLBCL chromatin Figure 1D, S-Figure 1. No peaks were observed for Oct4 in either DLBCL subtype Figure 1D. None of the remaining ABC- phenotype of Figure 1B has been established as stem cell candidates, with the exception of OCT2. OCT2 was identified in an ESC over expression screen as a TF that repressed ESC differentiation to induce neuronal differentiation [54]. OCT2 is directly repressed by FOXP1 S-Figure 2 but was not investigated further in this study.
![Figure 1: No peaks were observed for _Oct4_ in either DLBCL subtype Figure 1D. None of the remaining ABC- phenotype of Figure 1B has been established as stem cell candidates, with the exception of OCT2. OCT2 was identified in an ESC over expression screen as a TF that repressed ESC differentiation to induce neuronal differentiation [54]. OCT2 is directly repressed by FOXP1 S-Figure 2 but was not investigated further in this study.](/fulltextimages/2446/fig_1.jpeg)
A. Expression of FOXP1 is sufficient to differentiate ABC- from GCB-DLBCL. FOXP1 shRNA knockdown (KD) provided unbiased clustering of endogenous target expression levels in a panel of 12 (green) ABC- and 16 GCB-DLBCL (red) lines: B, C. FOXP1, ARID3A, OCT4 and c-MYC (in bold) are among 45 transcripts down-regulated in ABC-DLBCL lines (green), but not in GCB-ABC lines (red); +, down regulated at least 2-fold; *, directly down-regulated as determined by ChIP seq; D. FOXP1 is recruited to regulatory loci of Arid3a and c-Myc, but not that of Oct4. ChIP-seq peaks from the TMD8 and HB-1 ABC-DLBCL lines are shown as read density tracks. Aligned, significant peaks are boxed.
![Figure 2: Oct2 Is A Direct Transcriptional Target Of FOXP1. Chip-Seq peaks from TMD8 and ABC-DLBCL Lines are shown as Read Density Tracks. Aligned, Significant Peaks are boxed These data indicate that ABC- but not GCB-DLBCL tumors express detectable levels of ARID3A and c-MYC transcripts under direct transcriptional control of FOXP1. OCT4 appears to be up regulated indirectly, perhaps by FOXP1 induction of message stabilization-a phenomenon that has been observed previously for OCT4 [55]. Indeed, a variety of additional processes have been identified that control and alter post-transcribed core factors, including phosporylation and mature protein degradation by proteasomes [55-57]. The role of post- transcriptional regulators and protein networks in the maintenance of pluripotency is still largely unknown, especially in human cells.](/fulltextimages/2446/fig_2.jpeg)
S-Figure 2: Oct2 Is A Direct Transcriptional Target Of FOXP1. Chip-Seq peaks from TMD8 and ABC-DLBCL Lines are shown as Read Density Tracks. Aligned, Significant Peaks are boxed These data indicate that ABC- but not GCB-DLBCL tumors express detectable levels of ARID3A and c-MYC transcripts under direct transcriptional control of FOXP1. OCT4 appears to be up regulated indirectly, perhaps by FOXP1 induction of message stabilization-a phenomenon that has been observed previously for OCT4 [55]. Indeed, a variety of additional processes have been identified that control and alter post-transcribed core factors, including phosporylation and mature protein degradation by proteasomes [55, 56, 57]. The role of post- transcriptional regulators and protein networks in the maintenance of pluripotency is still largely unknown, especially in human cells.
ARID3A loss is lethal to ABC- but not to GCB- DLBCL cells
As the next step in investigating ARID3A in the above context, we determined the effect of its loss on DLBCL viability.


The data indicate that consistent with its expression pattern Figure1, ARID3A is essential for proliferation of ABC- but not for GCB-DLBCL cells. Similar, DLBCL subtype-specific defects in proliferation have been observed previously. For example, RNAi-mediated KD of IKKβ expression was toxic to ABC-, but not to GCB-DLBCL cell lines [59]. Further, the CARD11-BCL10-MALT1 (CBM) complex an established upstream activator of IKK activation and proliferation-was toxic exclusively to ABC- DLBCL tumors [60].
Our previous studies showed that ARID3A is essential for the first cell fate decision, in that it’s over expression alone is sufficient to drive trans-differentiation of ESC to trophectoderm (TE) stem cells [44, 45]. Conversely, shRNA-mediated ARID3A KD led to derepression of OSKNMTFs while repressing transcription of TE-specific factors [44, 45]. As the next step in addressing the consequence of ARID3A loss in DLBCL, we coupled our inducible ARID3A KD system described above with RNA- sequencing to analyze two well-established ABC-DLBCL lines, TMD8 and OCI-Ly3.
Reduction in ARID3A RNA expression resulted in significant alteration of a number of gene families, including some observed in previous studies [38, 39, 40, 45], including inflammatory mediators, chemokines, cytokines and adaptive immune response mediators S-Figure 4A. However, these analyses detected no alteration of OSKNM or other pluripotency regulators such as observed in the FOXP1 KD of Figure 1.

S-Figure 4: Microarray Analysis of Inducible Shrna Knockdown of ABC-DLBCL Lines.
A, B. Targets obtained follow ARID3A KD of ABC-DLBCL lines TMD (left) and OCI-Ly3 (right). Target frequency distributions shown were generated after (+) or prior to (-) Doxycycline (Dox) administration for 4days to mediate ARID3A KD. Off diagonal gray dots indicate target transcripts which were modulated at a minimum of two-fold. Shown to the right are representative heat maps for each ABC-DLBCL analyses; C. Summary of significant ARID3A targets modulated after 4 days of Dox treatment and arranged into functional groups. Most highly modulated transcripts are underlined.
These Results Suggested Either That: 1) ARID3A was Not an Intermediate in The Potential FOXP1-OSKNM Pathway; 2) That ARID3A Manifests its Effects At The Post transcription Level and Such Modifications are Not Detectable By Microarray; 3) That OSKNM Expression Levels In ABC-DLBCL Were Too Modest To Detect.
Indeed, the latter hypotheses appear to be correct. We coupled the same inducible ARID3A KD system with highly sensitive Q-RTPCR analyses which were optimized in ESC for OSKNM factor detection. As shown in (Figure 3), after 4 days of doxycycline (dox) induction, ARID3A KD led to significant reduction of OCT4, SOX2, NANOG and KLF4 in the ABC-DLBCL tumor, HB-1. The reductions observed were even more robust that the KD level of ARID3A itself. In ABC- TMB-8 cells, in which ARID3A KD was equivalent to that in HB-1, we observed modest but reproducible loss of OCT4 and SOX2, significant loss of NANOG, and modest down regulation of KLF4. In the ABC- line U2932, where we achieved the most robust ARID3A KD, each factor was reproducibly reduced with particularly significant reduction achieved for KLF4.In contrast, Q-PCR of three GCB-DLBCL transduced lines (BJAB, HT and Ly19) detected no or only modest expression of any of the OSKNM factors tested.
We conclude that ABC-DLBCL tumors express variable levels of core pluripotency factors, whereas GCB-DLBCL lines do not. The results are in agreement with the data of (Figure 1) with one exception: We observed no variation in ESC of ARID3A-modulated c-MYC expression (data not shown). In this regard, several groups have shown that the overall ESC gene expression signature is comprised of smaller sub-signatures represented as ~100-200 gene “modules” [59, 60, 61, 62]. In addition to core factors (CORE), Kim, et al. [62] divided ESCs according toexpression of c- MYC-related factors, as they found that the c-MYC module is largely independent of the core pluripotency network-a result consistent with our failure to detect c-MYC alteration in Figure 3 Further, c-MYC was the most active signature shared by ESCs and Cancer Stem Cells [62, 63, 64, 65].

Relevance to Cancer Stem Cells, Prognosis and Therapy
Cancer stem Cells (CSCs) were first identified in Leukemia [70]. Their existence as since been documented in an array of solid tumors [71, 72, 73, 74, 75]. CSCs share properties many properties with ESCs but differ in their ability to survive in hostile environments and to undergo metastasis. We have shown here that the ARID3A TF shares properties with both ECSCs and CSCs in its capacity to direct critical ESC-requiring gene expression in a neoplastic environment.
Considerable data has accumulated that consolidates the functions of core pluripotency transcription factors as adverse prognostic factors in cancer. For example in colorectal cancer, the mRNA-binding proteins LIN28 and Musashi, as well as the deacetylase epigenetic modifier SIRT1, which are known to be associated with stem cell proliferation, recently have been implicated as prognostic in colorectal cancer [72, 73, 74]. OCT4 has been shown to be a predictive biomarker for bad prognosis in colorectal cancer, hepatocellular carcinoma, esophageal squamous cell carcinoma and ovarian cancer [75, 76, 77, 78]. SOX2 and NANOG are expressed in and appear to play critical roles in lung, breast, and endometrial tumorigenesis [79, 80, 81, 82].
Although ESC core factors are expressed in cancer and correlate with functions ascribed to neoplastic states, do these factors actually play a crucial mechanistic role in cancer initiation and sustenance? Clearly an improved understanding of the features shared by FOXP1, ARID3A and conventional core factors with neoplastic cells is of significant clinical interest. The factors themselves, or common pathways shared in pluripotency by malignant cells, might serve as future targets for anti-cancer drugs. Such goals will require further understanding of shared ESC and CSC signaling pathways, whether activities of core signatures might be shifted via chemical or genetic modifiers, and most importantly, their efficacy in developing new cancer therapeutics.
Methods and Materials
RNA Isolation
Total RNA was extracted from DLBCL tumors using TRIzol reagent (Invitrogen). Oligo-dT-primed cDNA was prepared using Super Script III First-Strand Synthesis System for RT-PCR (Invitrogen). Taq polymerase (New England Biolabs) and a Perkin-Elmer 2700 thermo cycler were used to amplify transcripts.
shRNA knockdowns
Cells were stably transduced with retroviruses expressing the bacterial tetracycline repressor (TETR) and the blasticidin resistance gene, and then retrovirally transduced with Phoenix-E packaged pRSMX-PG TETR- inducible vectors [58]. The vectors encoded shRNAs listed in S-Figure 3 targeted to FOXP1, ARID3A or scrambled shRNA controls (termed dox controls). Dox (1-10 μg/ml) was applied for induction of shRNA expression in each experiment. Cells were harvested for RNA isolation at multiple time points. Knockdowns (KD) were considered sufficient for analysis when each reached 50% or lower relative expressions compared to controls, as judged by RT-qPCR. SYBR green real time Q-PCR was performed after high capacity cDNA reverse transcription according to manufacturer’s protocols (Applied Biosystems Cat. #’s 4385618 and 4368814). Sequences of the 21bp DNA stems of the shRNAs used for FOXP1 KD were: #26 GGCGGTCCAACGGAGAGACGC, #36 GACCTCGCCCACGCCCAGCAG, and #42 GCAGCAACAGTGGCATCTCAT, or an ineffective non- specific control shRNA. FOXP1 primers were: F: 5’- AAAACATGCAGAGCAGCCAC-3’ and R: 5’- TGGCTAAGTTGCCCAGAGTG-3’. ARID3A primers were F: 5’-TGAGTTCCCAAGGTCTGTGTGTTC-3′ and R: 5′- GGATCTCGTACCGTAAATGGCAGT-3′ Western blots. Western blots were performed by common procedures; FOXP1 band densities were quantified with ImageJ [83]. Antibodies used were anti- FOXP1 mAb 1B3 [27] and an affinity purified anti-ARID polyclonal [39].
Microarray
Following purification as described above, total RNA was subjected to clean-up (RNA easy; Qiagen). Labeled complementary RNA was prepared as described in the Agilent 4x44 microarrays manual. Gene expression was determined by comparing signal passing confidence criteria (provided by the manufacturer) from dox-induced cells, with an ineffective control shRNA (Cy3), to dox- induced cells bearing FOXP1 or ARID3A targeted shRNAs (Cy5) at each time point. Data were analyzed as log2 ratio (Cy5/Cy3). Genes with log2 values of ± 0.3 change in at least 5/12 microarray KD samples/cell line were considered modulated. Hierarchical clustering of enriched gene subsets by Pearson correlation allowed segregation of ABC- and GCB-DLBCL primary isolates to varying degrees. Genes that were both directly bound and down- regulated upon FOXP1 loss in TMD8 and HBL1 clustered 21 of 32 ABC primary isolates as well as a majority of GCB primary isolates, as indicated by ABC (red) and GCB (blue) designation above the heatmaps in Figure 1.
ChIP and RNA-sequencing
ChIP pull downs were performed with an anti-FOXP1 rabbit polyclonal antibody as previously described [33]. RNA-seq was carried out as previously described [33]. Briefly, cDNA was prepared using the Ultra-Low kit from Clontech (Mountain View, CA). Library preparation employed the Nextera DNA Library Preparation kit from Illumina (San Diego, CA). cDNA was analyzed by deep sequencing using Illumina sequencing technology. Data were analyzed using a high-throughput next-generation sequencing analysis pipeline: FASTQ files were aligned to the mouse genome (mm9, NCBI Build 37) using Top Hat [84]. Gene expression profiles for the individual samples were calculated with Cufflinks [85] as RPKM values. Two subtypes, ABC or GCB were determined based on a previous study [33]. Expression data were split by subtypes. For each subtype, Gene Set Enrichment Analysis (GSEA) [86] was used to rank genes by correlation with FOXP1 expression and to evaluate the enrichment of the pre-defined gene sets.
Q-RT-PCR
Human OSKMN factors were amplified by real-time PCR performed with Platinum SYBR Green qPCR Super Mix-UDG with ROX (Invitrogen) according to manufacturer's instructions. An ABI7300 Real-Time PCR System (Applied Biosystems) was employed for signal detection. Human OSNKM primer sequences [87, 88] are: OCT4 F: 5’-TCT TTC CAC CAG GCC CCC GGC TC-3’; R: 5’- TGC GGG CGG ACA TGG GGA GAT CC SOX2 F: 5’-TAG AGC TAG ACT CCG GGC GAT GA-3’; R: 5’- TTG CCT TAA ACA AGA CCA CGA AA-3’ NANOG F: 5’-AGG GTC TGC TAC TGA GAT GCT CTG-3’; R: 5’-CAA CCA CTG GTT TTT CTG CCA CCG-3’ KLF4F: 5’-CAC CAT GGA CCC GGG CGT GGC TGC CAG AAA- 3’; R: 5’-TA GGC TGT TCT TTT CCG GGG CCA CGA-3’ C-MYC F:5’-TGA CCT AAC TCG AGG AGG AGC TGG AAT C- 3’; R: 5’-AAG TTT GAG GCA GTT AAA ATT ATG GCT GAA GC-31
Accession Numbers
| ChIP-seq accession: GSE63257; Microarray accession: | ||
|---|---|---|
| GSE64586 |
Author Contributions
W.D., J.D.D. and H.O.T. designed research; W.D. and J.D.D. performed research; W.D. and J.D.D. contributed new reagents/analytic tools; W.D., J.D.D. and H.O.T. Analyzed data; W.D., J.D.D. and H.O.T. Wrote the paper. The authors declare no conflict of interest.
Acknowledgements
We thank June V. Harriss for expert assistance in the maintenance and generation of FOXP1 conditional knockout mice, and Chhaya Das and Maya Ghosh for help in ChIP experiments and cell culture. Library preparation and Illumina ChIP- and RNA-seq were performed at the NGS core of the MD Anderson Cancer Center. The work was supported by a Lymphoma Research Foundation Fellowship (300463) to J.D.D.; NIH grant R01CA31534, Cancer Prevention Research Institute of Texas (CPRIT) RP120348 and RP120459; and the Marie Betzner Morrow Centennial Endowment; and CPRIT Grant RP120348 to the MD Anderson NGS core.
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